TY - JOUR
T1 - Noncommutative Polynomials Describing Convex Sets
AU - Helton, J. William
AU - Klep, Igor
AU - McCullough, Scott
AU - Volčič, Jurij
N1 - Funding Information:
J. William Helton: Research supported by the NSF Grant DMS-1500835. Igor Klep: Supported by the Slovenian Research Agency Grants J1-8132, N1-0057 and P1-0222. Partially supported by the Marsden Fund Council of the Royal Society of New Zealand. Scott McCullough: Research supported by NSF Grants DMS-1361501 and DMS-1764231. Jurij Volčič: Research supported by the Deutsche Forschungsgemeinschaft (DFG) Grant No. SCHW 1723/1-1.
Publisher Copyright:
© 2020, SFoCM.
PY - 2021/4/1
Y1 - 2021/4/1
N2 - The free closed semialgebraic set Df determined by a hermitian noncommutative polynomial f∈ M δ(C< x, x∗>) is the closure of the connected component of { (X, X∗) ∣ f(X, X∗) ≻ 0 } containing the origin. When L is a hermitian monic linear pencil, the free closed semialgebraic set DL is the feasible set of the linear matrix inequality L(X, X∗) ⪰ 0 and is known as a free spectrahedron. Evidently these are convex and it is well known that a free closed semialgebraic set is convex if and only it is a free spectrahedron. The main result of this paper solves the basic problem of determining those f for which Df is convex. The solution leads to an efficient algorithm that not only determines if Df is convex, but if so, produces a minimal hermitian monic pencil L such that Df= DL. Of independent interest is a subalgorithm based on a Nichtsingulärstellensatz presented here: given a linear pencil L~ and a hermitian monic pencil L, it determines if L~ takes invertible values on the interior of DL. Finally, it is shown that if Df is convex for an irreducible hermitian f∈ C< x, x∗> , then f has degree at most two, and arises as the Schur complement of an L such that Df= DL.
AB - The free closed semialgebraic set Df determined by a hermitian noncommutative polynomial f∈ M δ(C< x, x∗>) is the closure of the connected component of { (X, X∗) ∣ f(X, X∗) ≻ 0 } containing the origin. When L is a hermitian monic linear pencil, the free closed semialgebraic set DL is the feasible set of the linear matrix inequality L(X, X∗) ⪰ 0 and is known as a free spectrahedron. Evidently these are convex and it is well known that a free closed semialgebraic set is convex if and only it is a free spectrahedron. The main result of this paper solves the basic problem of determining those f for which Df is convex. The solution leads to an efficient algorithm that not only determines if Df is convex, but if so, produces a minimal hermitian monic pencil L such that Df= DL. Of independent interest is a subalgorithm based on a Nichtsingulärstellensatz presented here: given a linear pencil L~ and a hermitian monic pencil L, it determines if L~ takes invertible values on the interior of DL. Finally, it is shown that if Df is convex for an irreducible hermitian f∈ C< x, x∗> , then f has degree at most two, and arises as the Schur complement of an L such that Df= DL.
KW - Convex set
KW - Free locus
KW - Linear matrix inequality (LMI)
KW - Noncommutative rational function
KW - Semialgebraic set
KW - Spectrahedron
UR - http://www.scopus.com/inward/record.url?scp=85087067478&partnerID=8YFLogxK
U2 - 10.1007/s10208-020-09465-w
DO - 10.1007/s10208-020-09465-w
M3 - Article
AN - SCOPUS:85087067478
SN - 1615-3375
VL - 21
SP - 575
EP - 611
JO - Foundations of Computational Mathematics
JF - Foundations of Computational Mathematics
IS - 2
ER -